Brainstem,
or infratentorial, strokes, as opposed to cortical, or supratentorial, strokes,
are typically associated with more persistent and serious problems with dysphagia
(10, 11). (26, 27). The brainstem contains neural pathways essential to the involuntary
control (pharyngeal and esophageal phases) of swallowing. Because of interconnections
between the right and left sides of the brainstem, unilateral brainstem strokes
can result in bilateral laryngopharyngeal motor and sensory dysfunction (10, 11).
Precisely because of the combined motor and sensory deficits that can result after
stroke, a swallowing test that specifically examines both the motor and sensory
components of the swallow, such as FEESST, is particularly useful in assisting
patients with swallowing difficulty after stroke. B) Parkinson's
Disease Parkinson's disease is characterized by bradykinesia, or
slowing of motor movement, intention tremor and rigidity. It is a chronic, progressive
disease with dysphagia very common with the oral and pharyngeal stages of swallowing
altered (12) 90). Laryngopharyngeal sensation can also be affected in patients
with Parkinson's who have swallowing difficulty. To
see a video clip of a patient with Parkinson's who underwent a sensory testing
in swallowing exam, please click
here. The physical exam signs
strongly suggestive of Parkinson's disease are tongue tremor, impaired pharyngeal
peristalsis, or movement, and delayed opening of the cricopharyngeus muscle (13,
14) 91, 92). Parkinson's disease is primarily a disorder of the basal ganglia.
It is due to an imbalance between dopamine-activated and acetylcholine-activated
neural pathways in the corpus callosum. Treatment of Parkinson's involves dopamine
replacement medications.
C) Mental retardation, developmental delay, cerebral palsy Institutionalized,
profoundly mentally retarded individuals, many with underlying seizure disorders
or on psychotropic medications, are at very high risk from complications due to
swallowing disorders. Mortality is most often due to respiratory infections.
In developmentally delayed individuals, there are several abnormalities in the
swallowing mechanism such as prolonged oral preparatory and oral phases of swallowing;
tongue dysfunction; delay in triggering of the swallow reflex; and, pharyngeal
residue post-swallow. Delay in triggering the swallow reflex increases the risk
of aspiration, since the glottis remains open until the swallow is completed,
and food material may trickle into the laryngopharynx prematurely. Mental
retardation combined with cerebral palsy aggravates dysphagia by adding cognitive
impairment to poor oral motor control. Therapy in this population must take into
account the limited or ability of these patients to cooperate with therapeutic
techniques (15) (86).
D) Myopathies (Muscular dystrophies) Muscle diseases are likely
to cause swallowing disorders. Dysphagia occurs with high incidence in oculopharyngeal
dystrophy, mitochondrial myopathies, and polymyositis. It has also been identified
in Duchenne myopathy. Detection of, and attention to, dysphagia is important because
of the risk of asphyxia from choking (16) (88). Myopathy-related dysphagia is
capable of affecting all stages of swallowing. One can see weak pharyngeal peristalsis
and impaired laryngeal elevation. Patients typically swallow repeatedly to clear
a food bolus from the pharynx; often nasal regurgitation or choking ensues (17)
(89). Management options are limited. Only polymyositis and inclusion
body myositis respond to medical therapy, the former responding to corticosteroids
(17). Gastrostomy and cricopharyngeal myotomy are the surgical options available.
Indications for gastrostomy in patients who cannot consume adequate nutrition
orally are more defined than those for cricopharyngeal myotomy. Upper esophageal
sphincter (UES) hypertension does not seem to be the predominant problem; therefore,
the usefulness of a cricopharyngeal myotomy is probably indirect in assisting
weak neck and pharyngeal muscles to pull open a more compliant UES. Cricopharyngeal
myotomy is considered to be contraindicated when pharyngeal propulsion is severely
compromised (16, 17). E) Amyotrophic Lateral Scelrosis (ALS or
Lou Gehrig's Disease) ALS is a progressive neuromuscular disease
affecting both upper and lower motor neurons. The disease is characterized by
both bulbar and spinal symptoms and physical findings. While the rate of progression
of symptoms is extremely variable and unpredictable among patients with the disease,
bulbar ALS usually follows a recognizable, progressive course. It is
the bulbar symptoms which are most distressing since they affect the functions
of speech, swallowing and breathing, including protection of the lower airway.
Denervation results in muscle atrophy, and it is deterioration in respiratory
muscle function, i.e., diaphragm and accessory muscles of breathing, that most
often causes death from pneumonitis and respiratory failure (18, 19, 20) (75,
76, 77). Bulbar ALS tends to progress predictably through four muscle
groups. First, the tongue and lips are affected. Second, muscles of the palate,
mastication, pharyngeal constrictors and buccinators. Third, the upper facial
muscles, sternocleidomastoid and vocal cords. Fourth, the extraocular muscles
are affected. Deterioration of the respiratory muscles can occur at anytime and
at any rate during the course of the disease. Physical findings seen
early on in ALS (first muscle group) include dysarthria, tongue fasciculations,
saliva drooling from the mouth, and inability to whistle. Dysfunction
of the second muscle group results in palatal and masticatory dysfunction. There
is reduced palatal elevation when the gag reflex is stimulated. Early findings
of weakness of the masticatory muscles are subtle, but in more advanced disease
muscles antagonistic to the muscles of mastication pull the jaw downward, resulting
in the mouth remaining open and leading to drooling and drying of the lips, oral
cavity and oral secretions. Deterioration of upper facial nerve branches
follows involvement of the lower face (third muscle group). The sternocleidomastoid
and trapezius are variably affected, but when they are, there may be difficulty
in holding the head upright and in shrugging the shoulders. Vocal fold dysfunction
probably affects both adduction and abduction, but the effect on abduction is
more noticeable. Phonation is usually preserved, even in advanced disease; however,
absence of stridor is probably more related to weakness of the respiratory muscles
than to the narrowed glottis. Extraocular muscles (group four) are infrequently
involved, and when they are, the disease is far-advanced and the patient usually
ventilator-dependent. Dysphagia symptoms range from essentially normal
eating habits to complete inability to swallow. Solid food dysphagia occurs first,
closely followed by aspiration of thin liquids. Tucking the chin down toward the
chest while swallowing tends to shelter the laryngeal inlet under the tongue base,
thereby reducing the likelihood of aspiration. At some point, eating becomes such
a chore because of aspiration, food spillage and prolonged mealtimes, that tube
feeding should be considered. While a variety of options are available, a percutaneous
gastrostomy (or jejunostomy, for patients with reflux) performed under local anesthesia
and sedation is preferable in most cases. F) Geriatric
As one ages various changes in swallowing physiology take place involving
the oral, pharyngeal and esophageal stages of swallowing. With increasing age,
tongue mobility diminishes (21) (78) partially as a result of loss of tongue muscle
fiber (22) (79) and partially due to an increase in the amount of connective tissue
in the tongue (23) (80). In addition to alterations in motor function, sensory
discrimination in the tongue diminishes with increasing age (24) (81).
With increasing age, laryngo-hyoid elevation is delayed (25) (82). This finding,
combined with the neuromuscular changes in the tongue, will lead to spillage of
material into the valleculae and pyriform sinuses. In addition, with increasing
age it has been found that individuals have a delay in the initiation of a swallow,
a decrease in the duration of the pharyngeal phase of swallowing and a decrease
in the duration of cricopharyngeal opening (26) (83). In addition to these alterations
in primary motor functions, there is neuro-histologic data as well as clinical
data that clearly demonstrate a diminution in laryngeal and hypopharyngeal sensitivity
with increasing age (27, 28) (84, 85). The overall effect of these alterations
in oropharyngeal and laryngopharyngeal physiology is an increased risk for aspiration
as one ages (15, 25) (82, 86). References
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